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The Controls Guidance and Compliance Failure Points document guides registered entities in assessing risks associated with their business activities and designing appropriate internal controls in response. To help your entity get started, WECC has identified generic control objectives to mitigate the risks associated with the risks associated with FAC-014-3. You may want to consider these three objectives: 

Control Objective 1: Ensure SOLs, including IROLs, are determined for all applicable Facilities based on an established SOL method. (Long-term Studies/Assessments, Operational Studies/Assessments)
Control Objective 2: Provide SOLs and Planning Assessment data to responsible entities. (Entity Coordination, Modeling Data) 
Control Objective 3: Ensure Planning Assessment performance criteria are equally limiting or more limiting than the RC SOL method. (Long-term Studies/Assessments)
 

The purpose of this checklist is to help new Primary Compliance Contacts (PCCs), Primary Compliance Officers (PCOs), and Alternate Compliance Contacts (ACCs) with signing up for the applications and communications provided by the ERO Enterprise.